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    Co-sponsored Research - Proposal Phase

    Welcome to the Proposal Phase Channel for co-sponsored Research activities

    It is not possible to directly submit an idea to this channel. Please submit your ideas to the Open Ideas Channel or (if available) to a Discovery Campaign here on OSIP.

    Please find an overview of all running Discovery Campaigns and Channels here.

    Please find a list of all running co-sponsored research activities here.

    Idea authors are invited to this Proposal Channel following a successful submission in the idea Channels or a Campaign.

    This Channel serves to mature your submitted idea into a proposal for co-sponsored research activities. Co-sponsored research activities can be:

    • PhD activity (typically taking 3 years)
    • Advanced research (e.g. post-doc or senior research projects) (typically taking between 6 months and 3 years)

    Authors of selected ideas are asked to mature their idea to a full proposal. Please note, that all fields in the form are mandatory to complete and in particular:

    • a clear research question
    • the state of the art and background
    • task description and research plan
    • scientific resume of the researcher
    • name and agreement of the prime contractor in the form of a letter of support
    • proposed budget, including co-funding commitment (max 50% and up to a total of max 90k€ from ESA)
    • industrial partners (letters of interest, commitments for co-funding)(optional but highly recommended)

    Co-sponsored research proposals will be evaluated by an evaluation board and if selected will be implemented via a Cooperative Agreement.

    Preparing the proposal

    • Please complete the proposal template "idea form", making a research proposal out of your initial idea, by editing your pre-filled proposal here on this Channel.
    • If available, interact with the ESA research co-supervisor added to your draft proposal, who will provide ESA and space-specific expertise (interaction on OSIP directly in the description of the activity or via the comments field - see below);
    • Check if and how you and your proposed research might be able to benefit from the engineering labs of ESA (a stay at ESA should only be proposed if an ESA co-supervisor has been identified and the ESA stay has been agreed on with the ESA co-supervisor)
    • Make sure you and the hosting university understand and agree to the conditions for co-funding (please see the draft cooperative agreement provided in the attachment section)
    • Once the proposal is complete, mark it as "ready for evaluation". If you will need the approval of your legal/contractual teams before signing the agreement, please make sure that they are involved at this stage and that you get their OK before marking your proposal "ready for evaluation".

    Process and tentative timeline until contract

    1. Max 4 month of proposal preparation
    2. You mark your proposal as ‘ready for evaluation’ by selecting the corresponding option in the proposal ‘idea form’ on OSIP. Please complete all fields before selecting "ready for evaluation" as ESA will by default include all proposals marked ready. Please also note that ESA reserves the right to archive incomplete proposals (e.g. missing candidate or letter of support) that are marked as "ready for evaluation".
    3. All finalised proposals will be evaluated on a, nominally, monthly basis (at a minimum there will be one evaluation every 3 months)
    4. Once an evaluation starts you will be notified by OSIP and your proposal will move to the status "Evaluation". From there on you will not be able to edit your proposal any further.
    5. Evaluations will take around two weeks plus an average of two more weeks to finalise an evaluation report.
    6. After the evaluation report has been finalised you will be informed via OSIP of the outcome. Two cases may apply:
      1. Selected for funding
      2. Archived: For proposals not selected for funding

    For all funded activities the contractual implementation, via Cooperative Agreement, follows selection.

    Cooperative Agreement Contractual Frame

    The Cooperative Agreement is meant to support external driven innovation, in particular to start-ups, Small and Medium-Sized Enterprises (SMEs), universities and research institutes where both the Agency and the economic operator (partner) would benefit of their respective know-how exchanged during the project, while the partner will own the results thereof.

    Cooperative Agreements provide:

    • a streamlined funding request process with short response times;
    • a light implementation process requiring minimum formal reporting;

    Please see the "Draft Cooperative Agreement" and the "Cooperative Agreement General Conditions" in the Attachments section for more information.

    Cooperative Agreement procedure

    In case of recommendation for funding from the evaluation board a Cooperative Agreement will be placed with the selected entity. This includes:

    1. Finalisation of the Cooperative Agreement.
    2. Signature by ESA and the selected entity
    3. Kick-off meeting and start of activity

    FAQs

    What deadlines need to be considered?

    Your proposal will be considered for the subsequent evaluation session when it is complete and marked as "ready for evaluation". (Frequency of evaluation sessions: see below) 

    In general, the invitation to submit a proposal remains valid for 4 months. Only if ESA judges the proposal to still be highly relevant and of interest, might this time be extended (regular interaction with the author is a prerequisite). Otherwise ESA reserves the right to archive your draft proposal and by doing so withdraws the invitation to submit a proposal. If you need an extension to this deadline, please request this together with a justification and the duration of extension required via the comments below your proposal on OSIP.

    Do I need to indicate all key personnel at proposal submission?

    The researcher is the only key personnel for a co-sponsored research activity and needs to be identified before proposal evaluation. Please note, that the proposed researcher must already be enrolled/employed by the host research institute at the time of the proposal submission. An exception to this may be made where research institutions have an agreement with the key personnel making the proposal acceptance a condition.

    If the key personnel is from outside an ESA member state they must in all cases possess, at the time of proposal submission, all needed documentation (e.g. valid work permit) that allows them to work at the premises of the prime contractor.

    My research project is already running, is it eligible for funding?

    ESA supports through the co-sponsored Research scheme only research activities for which none of the proposed tasks have already been performed prior to the activity kick-off.

    What are the deliverables for co-sponsored research activities?

    All co-sponsored research activities should provide to ESA:

    • Milestone progress reports.
    • Final research report (For the deliverable to ESA, please use as cover page the template as provided here for Discovery activities.)
    • An up-to-date activity page on the activities.esa.int platform identifying all outputs of the activity.
    • Publications should be issued open access. Any publicity material prepared by the Contractor in the context of this Co-Sponsored Research Agreement shall acknowledge that the activity is/was “selected via the Open Space Innovation Platform (https://ideas.esa.int) as a Co-Sponsored Research Agreement and carried out under the Discovery programme of, and funded by, the European Space Agency”. It shall display the ESA logo and contract number. It shall also carry a disclaimer stating that the view expressed in such publications can in no way be taken to reflect the official opinion of the European Space Agency.

    Any other deliverable is considered out of the scope of the co-sponsored research agreement.

    The following meetings are foreseen:

    1. Kick-Off Meeting
    2. Progress meetings (as a minimum there will be one per payment milestone)
    3. Final Presentation

    What are eligible costs for ESA budget and co-funding?

    ESA budget:

    Eligible cost for ESA Budget includes all direct cost for the project (e.g. candidate salary, material, conference and publication costs, travel costs, etc.), but should not include any overhead.

    In all cases, ESA budget should first and foremost be used to allow for a fair salary of the candidate. Only if this is already achieved with parts of the ESA Budget or with other funding, should ESA Budget be used for other purposes directly related to the project.

    ESA funding must comply to the following limitations:

    • Max 50% contribution from ESA to the full research budget
    • Max 90k€ overall contribution from ESA (90k€ ESA contribution would require minimum 180k€ overall budget)

    Co-sponsored budget:

    Considered as eligible co-sponsored budget are costs directly related to the project (e.g. share of the researcher salary not covered by ESA contribution, percentage of the supervisor salary allocated to this project and any costs that would also be considered eligible for ESA Budget). A reasonable overhead can be included in the co-sponsored budget.

    The actual spending of both budget contributions above are subject to audits by ESA.

    Please note, that only costs that arise during the contractual period are eligible (from contract signature to contract closure). Also transfer of funding from one activity to another is not possible. 

    Co-sponsored budget may come from the prime contractor or industry or academic partners. All parties that want to contribute eligible budget are requested to provide a letter of commitment clearly stating the co-funding amount provided (see template in the attachments below).

    Can background intellectual property rights be identified in the frame of co-sponsored research activities?

    Background intellectual property rights shall not be identified in co-sponsored research activities in order to comply with the dissemination principle applicable to research/scientific activities. Therefore, no deliverables shall incorporate or depend on any background intellectual property right entitling ESA to disseminate without restrictions the results and information resulted from the activity with interested stakeholders. Also, this approach matches with the fact that ESA expects that the content resulting from the activity is entirely developed within the duration of the contract.

    How is the relationship between the prime contractor and the collaborative partners managed?

    Collaborative partners may support your project with additional co-funding or in-kind support.

    All matters (e.g. financial obligations or legal responsibilities) between the prime contractor/university and collaborative partners shall be laid down in an independent agreement outside the scope of the contract with ESA.

    The prime contractor can be either a research institute or any other legal entity eligible for doing business with ESA.

    No subcontractors are foreseen for co-sponsored research activities.

    What is the role of the ESA co-supervisor

    If not identified by you, ESA will try to identify a subject expert inside ESA who will follow the research project and support the project from the ESA side. They will put the topic in an ESA context, provide space related expertise, feedback, comments and suggestions on the direction of the research during the maturation phase from the idea to a research proposal, facilitate access to knowledge and laboratories in ESA and link the research to other ESA R&D activities.

    Please interact with them via the comments to the original idea.

    Co-sponsored research activities implemented via a Cooperative Agreement (see below), might not have an ESA co-supervisor identified and no or only limited technical oversight and support. 

    How will researcher stays at ESA premises be organised?

    The researcher might benefit from an up to 1 year stay at the ESA premises where the ESA Co-Supervisor is located. Some general guidelines apply:

    1. The stay at ESA must in all cases be proposed as optional and can only get a final confirmation by the ESA Co-Supervisor after activity start.
    2. Only the one main researcher is eligible as visiting researcher
    3. Visiting researchers are subject to a security check (e.g. provision of criminal records, etc.)
    4. ESA Co-Supervisor is responsible for the internal organisation and must seek internal approval before a planned stay
    5. The researcher is obliged to comply to labor law requirements of the visiting country (e.g. Netherlands in case of ESTEC) and e.g. register with the visiting country.

    The organisation of the ESA on-site stay should start after contract signature and in accordance with the ESA Co-Supervisor who should reach out to the Discovery Office as soon as an agreement has been established on the place and duration of the research visit.

    How frequent are evaluation sessions?

    Evaluations take place about every month, at the beginning of the month, but at a minimum once every 3 months. All complete proposals which authors have declared as "ready for evaluation" will be included in the upcoming evaluations. (ESA reserves the right to skip or move monthly evaluation sessions)

    Proposals which are above the 60/100 threshold will be passed into the ESA procurement process using the ESA entity code. Authors will be informed about the outcome of the evaluation via OSIP at the end of each evaluation sessions. The further interaction will be via the esa-star system.

    Before declaring proposals as "ready for evaluation" by ticking the corresponding field in the idea form, authors need to have consulted and obtained the agreement of all those within their organisation which need to agree to the signing of the contract/agreement, since contractual terms for co-sponsored research activities are non-negotiable. The only remaining open points still to be agreed by ESA and the hosting university at this stage will be the start date, the corresponding planned end date and the dates for the milestone payments.

    What happens with proposals evaluated below good or that did not submit within the deadline?

    Proposals evaluated below the threshold of 60/100 or that did not mark as 'ready for evaluation' within the 4 month proposal drafting deadline will get archived. Please note that a proposal cannot be resubmitted or re-opened after having been archived.

    When is the best moment to submit my full research proposal (declare it "ready for evaluation")?

    There is no best moment for this. Evaluations are taking place roughly every month and all ideas declared by authors as "ready for evaluation" and containing all the necessary elements will be included (see above for details). All proposals evaluated over 60/100 will be recommended for funding.

    What if I don't yet have an ESA Entity Code?

    Providing an ESA Entity Code is mandatory to be considered for co-funding. Economic operators wishing to do business with the Agency but are not yet registered are requested to complete the online questionnaire on the “esa-star registration” website (https://esastar-emr.sso.esa.int/).  

    The registration as an ESA Entity includes the obligation to subsequently fill in the Agency Questionnaire and its yearly updating. Failure to provide or update the required information may result in EMITS non-public part access being blocked.
    Further information on the registration process can be found on the Industry Portal pages available at: http://www.esa.int/About_Us/Business_with_ESA/How_to_do/esa-star_Registration_Process.

    Before submitting your proposal, please identify the person in your organisation (it might be you of course) who your organisation has identified as receiving and reading emails sent from esastar, inform him about your proposal, the process and warn him that an email notification might come which is related to your activity. It is usually good practice to also add this person directly as co-author of your proposal. 

    Why do I have to get an ESA Entity Code?

    The Member States of the Agency have made it mandatory for the Agency to register economic operators wishing to do business with the Agency. Any entity, at the time when a tender is submitted, should at least have already completed the “Light Registration” as described in the “esa-star” Registration User Manual:  http://esamultimedia.esa.int/docs/business_with_esa/CG-EM-ORR-S-16_End_User_Manual_v1.2.pdf. 

    Please note that prior to the signature of a Contract or Agreement the ESA Entity must have completed the "Full Registration" process in "esa-star".

    ______

    • update 6 November 2019: clarification in the explanations of the idea form that co-funding can be provided not only by universities but also by industry or other co-funding entities.
    • update 17 March 2020: added explanation following questions on "best moment" for submission
    • update 28 April 2020: added section paragraph explaining why an ESA entity code is necessary. 
    • update 30 April 2020: added support letter template to annex and reference to idea-form
    • update 19 January 2021: included EISI implementation mechanism as option for Research proposals
    • update 03. March 2021: updated the Co-funded research Draft Agreement
    • update 20. July 2021: clarified descriptions of steps to be done before declaring a proposal "ready for evaluation"
    • update 02. February 2022: Updated General Conditions of Participation.
    • update 24. February 2022: Updated the resume field with a new template.
    • update 02. March 2022: New co-sponsored Research agreement attached: renamed from co-funded to co-sponsored; adjusted the Channel Description in multiple places to account for the new agreement; adjusted the submission form to account for new agreement frame. (please note, that co-sponsored and co-funded are used interchangeable)
    • update 04. April 2022: introduction of "advanced research" to cover post-Doc type research and other research performed by senior researchers.
    • update 07. Sep 2022: updated Co-sponsored research agreement
    • update 19. Sep 2022: added FAQ on background IPR
    • update 02 Feb 2023: updated Co-sponsored research agreement
    • update 02 March 2023: updated Co-sponsored research agreement
    • update 26 July 2023: updated Channel to reflect the opening of the scheme also for Prime Contractors from industry. In this frame the support letter has been updated to version 1.5
     

    The Channel is open for submissions for participants registered in one of ESA Member States, Associate Member States or Cooperating States (link).

    Only submissions that are based on "selected ideas" will be considered. (Consider keeping the same title and abstract)

    For general conditions of participation to this campaign, please refer to the above document (OSIP General Conditions of Participation).

    Submitted proposal accept the standard research co-funding contract conditions.

    Please note, that restrictions exist for certain implementation paths, e.g. ESA procurement actions are restricted to entities eligible for doing business with ESA (see also here). Eligible entities that can act as primes for Research Co-Sponsored activities may be Universities, Research Institutes or Industry.

    A letter of the prime contractor is required. In case of a PhD, a letter from the organisation that has the mandate to issue the PhD is (as well) required.

    In addition to the provisions in the General Conditions of Use of the Open Space Innovation Platform (OSIP) (e.g. article VI) and the General Conditions of Participation to Campaigns and Channels organised by ESA in OSIP (e.g. article 4.3) proposals need to:

    • Have a clear space application
    • Not violate fundamental laws of physics
    • Be able to be matured and implemented in the form of a research activity
    • Letter of support needs to include a clear commitment for the co-sponsored budget
    • Be submitted by a participant registered in one of ESA Member States, Associate Member States or Cooperating States (https://www.esa.int/About_Us/Welcome_to_ESA/New_Member_State).
    • Comply to the ESA budget limitations (max 50% ESA co-funding and up to 90k€ from ESA)
    • Confirm the conditions of the draft standard contract and EISI/cooperative agreement
    • All key personal needs to be employed/enrolled with the prime contractor at the time of proposal submission

    Proposals not complying with one or more of the eligibility criteria will be excluded and not be evaluated.

    In addition to the novelty evaluation during the first phase, your submissions will be evaluated by the evaluation panel based on the following criteria:

    • Disruptive innovation potential and added value for ESA/European space activities* (40%) 
    • Scientific and technical quality (40%)
    • Background (student, hosting university, partners) (20%)

    * industrial co-funding is included in this criteria

    Evaluations will take place nominally once per month. 

    Background Information

    Innovation Area

    Discovery

    A diversity of topics is investigated via Discovery undertakings together with our industrial and academic partners, running across the entire spectrum of the ESA's activities. The spectrum of activities covers all from "blue sky" research, to studies to early technology developments.